PART A.1 - GENERAL SEGREGATION REQUIREMENTS

4314. Segregation of client securities

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    1. A Dealer Member holding segregated securities must:

      1. segregate those securities in bulk in accordance with sections 4315 through 4319, or

      2. segregate specific securities for each client.

    2. A Dealer Member must not segregate in bulk client securities that are subject to a written safekeeping agreement.

    There is no history log for this rule.

    There is no history log for this rule.