4222. Adequate internal controls

Or jump to a Series:

    1. A Dealer Member must establish and maintain appropriate internal controls.

    2. The Dealer Member’s Executives are responsible for ensuring adequate internal controls as part of their overall responsibility for managing the Dealer Member’s operations.

    3. The Dealer Member’s Executives must use best judgment in determining whether internal controls are adequate.

    There is no history log for this rule.

    There is no history log for this rule.