4191. Auditor’s records

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    1. The Dealer Member's auditor must retain a final copy of Form 1 and all audit working papers for six years.

    2. All audit working papers for the two most recent years must be readily accessible.

    3. The Dealer Member's auditor must make all working papers available for review by IIROC and the Canadian Investor Protection Fund.

    There is no history log for this rule.

    There is no history log for this rule.