4118. Options for calculating risk adjusted capital available to well-capitalized Dealer Members

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    1. A Dealer Member, whose risk adjusted capital, early warning excess and early warning reserve amounts are substantially in excess of that required under IIROC requirements, may apply requirements more stringent than IIROC capital computation requirements and thereby omit certain documentation in support of the computation. For example, when calculating risk adjusted capital:

      1. inventories can be grouped into broader margin categories and maximum margin rates applied,

      2. margin requirement reductions for offset positions recognized elsewhere in IIROC requirements can be ignored, and

      3. assets partly allowable or of questionable value can be excluded entirely.

    There is no history log for this rule.

    There is no history log for this rule.