3906. Responsibilities of the Supervisor 

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    1. Each Supervisor must fully and properly supervise each employee and Approved Person under their authority in accordance with: 

      1. the supervisory responsibilities assigned to the Supervisor

      2. the Dealer Member’s policies and procedures, and

      3. IIROC requirements and securities laws.

    There is no history log for this rule.

    There is no history log for this rule.