3835. Option of earlier date

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    1. Dealer Members have the option of providing clients with the following position cost and performance information: 
      1. position cost information included in client account statements [Definition of cost in subsection 3802(1) and clauses 3808(3)(vii) and 3808(3)(ix)],
      2. position cost information included in the report on client positions held outside of the Dealer Member [Definition of cost in subsection 3802(1) and clauses 3809(2)(iii) and 3809(2)(vi)],
      3. that is prepared as at a date earlier than December 31, 2015.
    2. Dealer Members have the option of providing clients with the following position cost and performance information:
      1. activity information included in the annual performance report [clauses 3810(2)(i) through 3810(2)(iv)], and
      2. percentage return information included in the annual performance report [clause 3810(2)(v)],
      3. that is prepared for a period that begins on a date earlier than July 15, 2015.
    3. Where the option in subsection 3835(1) is pursued, all of the position cost information referenced in clauses 3835(1)(i) and 3835(1)(ii) must be prepared for all similar clients as at the same date.
    4. Where the option in subsection 3835(2) is pursued, all of the activity and percentage return information referenced in clauses 3835(2)(i) and 3835(2)(ii) must be prepared for all similar clients as at the same date.

    3836. – 3844. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.