Search

3818. Margin call records

Or jump to a Series:

Series 3000: Business Conduct and Client Accounts Rules
    Rule
    1. A Dealer Member must maintain a record of all margin calls whether such calls are made in writing, by telephone or other means of communication.
    Guidance/Notices
    History

    There is no history log for this rule.

    Disciplinary History
    There is no history log for this rule.
      Jump to another section in Rule 3800

      Select a Series