3817. Puts, calls and other options

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    1. A Dealer Member must maintain a record of all puts, calls, spreads, straddles and other options in which the Dealer Member has any direct or indirect interest or which the Dealer Member has granted or guaranteed, and the record must contain, at the minimum, an identification of the security and the number of units involved.

    There is no history log for this rule.

    There is no history log for this rule.