3711. Release

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    1. A release entered into between a Dealer Member and a client may not impose confidentiality or similar restrictions aimed at preventing a client from initiating a complaint to the securities regulatory authorities, SROs or other enforcement authorities, or continuing with any pending complaint in progress, or participating in any further proceedings by such authorities.

    3712. – 3714.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.