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3623. Outside activities

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Series 3000: Business Conduct and Client Accounts Rules
    Rule
    1. A Dealer Member must pre-approve an analyst’s outside activities.

    3624. – 3639.  Reserved.

    Guidance/Notices
    History

    Notice 22-0061 - Housekeeping amendments relating to registration information requirements, outside activity reporting and updated filing deadlines

    Disciplinary History
    There is no history log for this rule.
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