3612. Directing the reader to disclosures

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    1. When a Dealer Member distributes a research report

      1. covering six or more issuers, the report may direct the reader to where the disclosures required under sections 3608, 3609 and 3616 may be found, or
      2. electronically, the report may direct the reader to where the disclosures required under sections 3608, 3609 and 3616 may be accessed by electronic means, such as through the use of a hyperlink.

    There is no history log for this rule.

    There is no history log for this rule.