3610. Quality of disclosures in a research report

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    1. A Dealer Member must ensure that the research report disclosures required in sections 3608 and 3609 are made in a clear, meaningful, comprehensive and prominent manner. 

    2. The Dealer Member must not use standard disclosure statements when it is more appropriate to use specific information and customized disclosures in order to comply with the requirements set out in section 3608 or 3609.

    There is no history log for this rule.

    There is no history log for this rule.