3506. During the period of distribution

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    1. During the period of distribution, a Dealer Member who participates in a distribution as an underwriter or as a member of a banking or selling group, must not offer for sale or accept any offer to buy all or any part of those securities at a price higher than the stated initial public offering price of the securities, and

    2. This obligation continues until the Dealer Member has notified the applicable securities commission that its role in the distribution has ended.

    There is no history log for this rule.

    There is no history log for this rule.