DISCRETIONARY ACCOUNTS

3275. Persons authorized to affect discretionary trades

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    1. A Registered Representative may only be authorized to affect trades for a discretionary account if:

      1. the Registered Representative has at least two years of active experience in trading, advising or performing analysis with respect to all types of products that are to be traded on a discretionary basis, and

      2. the discretionary account is maintained at the Dealer Member on whose behalf the Registered Representative, conducts business.

    There is no history log for this rule.

    There is no history log for this rule.