FUTURES CONTRACTS AND FUTURES CONTRACT OPTIONS ACCOUNTS

3260. Futures disclosure statement

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    1. A Dealer Member must:

      1. provide the client with the current futures disclosure statement or other similar document, approved by IIROC, before accepting a futures contract or futures contract options account,

      2. obtain the client’s positive acknowledgement of receipt of the futures disclosure statement or similar document described in clause 3260(1)(i), 
      3. provide each futures contract or futures contract options client with any amendments to the futures disclosure statement or similar document, approved by IIROC, and
      4. maintain records showing the names and addresses of all clients to whom it has sent a futures disclosure statement or similar documents, including any amendments and the date on which they were provided.

    3261. – 3269. Reserved.

    There is no history log for this rule.

    There is no history log for this rule.