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A Dealer Member must:
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provide the client with the current futures disclosure statement or other similar document, approved by IIROC, before accepting a futures contract or futures contract options account,
- obtain the client’s positive acknowledgement of receipt of the futures disclosure statement or similar document described in clause 3260(1)(i),
- provide each futures contract or futures contract options client with any amendments to the futures disclosure statement or similar document, approved by IIROC, and
- maintain records showing the names and addresses of all clients to whom it has sent a futures disclosure statement or similar documents, including any amendments and the date on which they were provided.
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3261. – 3269. Reserved.
There is no history log for this rule.
There is no history log for this rule.