OPTIONS ACCOUNTS

3255. Options disclosure statement

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    1. A Dealer Member must:

      1. provide each options client with the current options disclosure statement or other similar document, approved by IIROC before accepting an initial options order from the client,

      2. obtain the client’s positive acknowledgement of receipt of the options disclosure statement or similar document described in clause 3255(1)(i), 

      3. provide each options client with any amendments to the options disclosure statement or similar document, as approved by IIROC, and
      4. maintain a record of the names and addresses of all clients to whom it has provided an options disclosure statement, or similar document, including any amendments and the date on which they were provided.

    There is no history log for this rule.

    There is no history log for this rule.