3250. Rules applicable to options, futures contracts and futures contract options trading accounts

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    1. For the purposes of Rule 3200, a Dealer Member that opens a options, futures contract and futures contract options trading accounts for a retail client must comply with the requirements in Parts A, B and F of Rule 3200, and if applicable, Parts C, D, E and G of Rule 3200.
    2. For the purposes of Rule 3200, a Dealer Member that opens a options, futures contract and futures contract options trading accounts for an institutional client must:
      1. comply with the requirements in Parts A, B and F of Rule 3200, and if applicable, Parts C, D, E and G of Rule 3200, with the exception of sections 3216 through 3219, and
      2. ensure the sub-account files of an institutional client refer to the documentation contained in the master file to which it is related.
    3. A Dealer Member must ensure that persons trading on its behalf or advising clients in options, futures contracts and futures contract options trading accounts meet minimum proficiency requirements.

    3251.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.