3208. Exemptions from Know‐Your‐Client

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    1. Clause 3202(1)(iii) and subsection 3209(4) do not apply in respect to: 
      1. an order execution only account, 
      2. direct electronic access account
      3. an account maintained at a Dealer Member who is a carrying broker for that account or who only provides trade execution, clearing, settlement or custody services or a combination of these services to another Dealer Member, portfolio manager, exempt market dealer or their respective clients, for that account, or 
      4. an account held by an institutional client

    There is no history log for this rule.

    There is no history log for this rule.