3119. Definitions

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    1. The following terms have the meaning set out below when used in sections 3119 through 3129: 

      “best execution”

      Obtaining the most advantageous execution terms reasonably available under the circumstances.

      “foreign exchange-traded security”

      A security, other than a listed security, that is listed on a foreign organized regulated market.

      “foreign organized regulated market”

      The same meaning as set out in the Universal Market Integrity Rules, section 1.1.

      “last sale price”

      The same meaning as set out in the Universal Market Integrity Rules, section 1.1.  

      “listed security”

      A security listed on an exchange, other than an option.

      “Opening Order”

      The same meaning as set out in the Universal Market Integrity Rules, section 1.1.  

      “over-the-counter securities”

      Debt securities , contracts for difference and foreign exchange contracts, but does not include:

      1. listed securities,
      2. primary market transactions in securities, and
      3. over‑the‑counter derivatives with non‑standardized contract terms that are customized to the needs of a particular client and for which there is no secondary market.

      “Trading Rules”

      The same meaning as set out in the Universal Market Integrity Rules, section1.1.  

    There is no history log for this rule.

    There is no history log for this rule.