3116. Offering gratuity

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    1. A Dealer Member or any Approved Person, employee or shareholder of a Dealer Member must not give, offer, or agree to give or offer, directly or indirectly, a gratuity, advantage, benefit or any other consideration, in relation to any business of the client with the Dealer Member, to any partner, director, officer, employee, agent or shareholder of a client or any associate of such persons.
    2. Subsection 3116(1) does not apply if the prior written consent of the client has been obtained.

    There is no history log for this rule.

    There is no history log for this rule.