3113. Responsibility to disclose conflicts of interest

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    1. Unless avoided, an existing or potential material conflict of interest must be disclosed to the client in all cases where a reasonable client would expect to be informed:
      1. for new clients, prior to opening an account for the client, and
      2. for existing clients, either as the conflict of interest occurs or in the case of a transaction related conflict of interest, prior to entering into the transaction with the client.

    There is no history log for this rule.

    There is no history log for this rule.