3111. Approved Person responsibility to address conflicts of interest

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    1. The Approved Person must consider the implications of any existing or potential material conflicts of interest between the Approved Person and the client.  
    2. The Approved Person must address all existing or potential material conflicts of interest between the Approved Person and the client in a fair, equitable and transparent manner, and consistent with the best interests of the client or clients.
    3. Any existing or potential material conflict of interest between the Approved Person and the client that cannot be addressed in a fair, equitable and transparent manner, and consistent with the best interests of the client or clients, must be avoided.

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    There is no history log for this rule.