3111. Approved Person responsibility to address conflicts of interest

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    1. An Approved Person must address all material conflicts of interest between the client and the Approved Person in the best interest of the client.   
    2. An Approved Person must avoid any material conflict of interest between the client and the Approved Person if the conflict is not, or cannot be, otherwise addressed in the best interest of the client. 
    3. An Approved Person must not engage in any trading or advising activity in connection with a material conflict of interest identified by the Approved Person under subsection 3110(2) unless,
      1. the conflict has been addressed in the best interest of the client, and 
      2. the Dealer Member has given the Approved Person its consent to proceed with the activity. 

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    There is no history log for this rule.