2804. Temporary hardship exemption

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    1. A Dealer Member that cannot file a document in the National Registration Database format within the time required under subsection 2803(2) because of unexpected technical problems must submit the document outside of the National Registration Database within seven days of the required filing date. 

    2. When submitting outside of the National Registration Database under subsection 2804(1), the Dealer Member must include the following text at the top of the first page of the submission in capital letters: 

      1. “IN ACCORDANCE WITH SECTION 2804 OF THE IIROC RULES AND PART 5 OF NATIONAL INSTRUMENT 31-102 NATIONAL REGISTRATION DATABASE, WE ARE SUBMITTING THIS [SPECIFY DOCUMENT] OUTSIDE OF NATIONAL REGISTRATION DATABASE UNDER A TEMPORARY HARDSHIP EXEMPTION.”

    3. As soon as practicable, but within fourteen days after the unexpected technical problems have been fixed, a Dealer Member must resubmit using the National Registration Database format the information filed outside of the National Registration Database under subsection 2804(1).

    There is no history log for this rule.

    There is no history log for this rule.