2802. Definitions

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    1. The following terms have the meaning set out below when used in sections 2803  through 2808:

      “authorized firm representative"

      For a Dealer Member, an individual with his or her own National Registration Database user identification and who is authorized by the Dealer Member to submit information in National Registration Database format for that Dealer Member and individual applicants with respect to whom the Dealer Member is the sponsoring Dealer Member.

      “chief authorized firm representative"

      For a Dealer Member filer, an individual who is an authorized firm representative and has accepted an appointment as a chief authorized firm representative by the Dealer Member.

      “National Registration Database”

      The online electronic database of registration and approval information regarding Dealer Members, their registered or Approved Persons and other firms and individuals registered under securities laws, and includes the computer system providing for the transmission, receipt, review and dissemination of that registration information by electronic means including, any successor database.  

      “National Registration Database account”

      An account with a member of the Canadian Payments Association from which fees may be paid with respect to National Registration Database by electronic pre-authorized debit.

      “National Registration Database Administrator”

      The Alberta Securities Commission or a successor appointed by the securities regulatory authorities to operate the National Registration Database.

      “National Registration Database format”

      The electronic format for submitting information through the National Registration Database website.

      “National Registration Database submission”

      The information that is submitted under securities laws, securities directions or under Rule 2800, in the National Registration Database format, or the act of submitting information under securities laws, securities directions or under Rule 2800, in the National Registration Database format, as the context requires.

      “National Registration Database website”

      The website operated by the National Registration Database Administrator for the National Registration Database submissions.

    There is no history log for this rule.

    There is no history log for this rule.