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2801. Introduction

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Series 2000: Dealer Member Organization and Individual Approval Rules
    Rule

    1. A Dealer Member must participate in the National Registration Database (defined in subsection 2802(1)).

    2. A Dealer Member must ensure timely and accurate filings on the National Registration Database.

    Guidance/Notices
    History

    Notice 22-0061 - Housekeeping amendments relating to registration information requirements, outside activity reporting and updated filing deadlines

    Disciplinary History
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