2755. Penalties for not completing continuing education requirements in a continuing education program cycle

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    1. If a continuing education participant fails to complete the continuing education requirements within a continuing education program cycle, IIROC will impose a fine of $2500 on the sponsoring Dealer Member and will automatically suspend the approval of the continuing education participant.
    2. IIROC may reinstate the continuing education participant’s approval after the sponsoring Dealer Member has notified IIROC in writing that the continuing education participant has completed the continuing education requirements. 

    3. If a sponsoring Dealer Member pays a fine in error, IIROC will issue a refund provided the Dealer Member requests a refund within 120 days of the date the invoice is issued by IIROC.

    2756. –  2764.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.