2716. The professional development course

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    1. A continuing education participant subject to the professional development requirement:

      1. may carry forward a maximum of 10 hours of a single professional development course completed in the last six months of the current continuing education program cycle to satisfy a portion of his or her professional development course requirement in the following continuing education program cycle

      2. may receive continuing education credit for successful completion of the Wealth Management Essentials Course, where completed to satisfy the post-licensing requirement for Registered Representatives dealing with retail clients, in the continuing education program cycle in which the course is completed, and 

      3. may receive continuing education credit for a professional development course with an examination, only if the continuing education participant successfully passes the examination.

    There is no history log for this rule.

    There is no history log for this rule.