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Rule 2500 sets out requirements for a Dealer Member’s Directors and Executives including, its Chief Financial Officer, Chief Compliance Officer, and Ultimate Designated Person.
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Rule 2500 is divided into the following parts:
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Part A – Dealer Member Directors and Executives
[sections 2502 through 2507] -
Part B – Approval of individuals
[sections 2550 through 2555]
There is no history log for this rule.
There is no history log for this rule.