2480. Prohibited introducing broker / carrying broker arrangements

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    1. A Dealer Member must not enter into an introducing broker / carrying broker arrangement with any person except with:

      1. another Dealer Member, in accordance with the requirements in sections 2403 through 2425, or

      2. a foreign affiliate dealer, in accordance with the requirements in sections 2435 and 2436.

    2481. – 2499.  Reserved.

    There is no history log for this rule.

    There is no history log for this rule.