2461. Certain arrangements with other dealers

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    1. A Dealer Member’s clearing arrangement under which it acts as the clearing broker for another dealer is permitted and is not considered an introducing broker / carrying broker arrangement for the purposes of sections 2401  through 2480, provided that the arrangement also qualifies as a clearing arrangement under the rules of the relevant exchange or self-regulatory organization in the jurisdiction of the other dealer.

    2462. – 2479.  Reserved.

     

    There is no history log for this rule.

    There is no history log for this rule.