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If a Dealer Member carries on business under a trade name, the trade name must be owned by the Dealer Member, an Approved Person of the Dealer Member or an affiliate of the Dealer Member.
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An Approved Person must not conduct any business under a trade name that is not owned by the Dealer Member or its affiliate without the Dealer Member’s prior consent.
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A Dealer Member or Approved Person must not use a trade name that any other Dealer Member uses unless:
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the Dealer Members are related companies or affiliate companies, or
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the relationship with the other Dealer Member is that of introducing broker and carrying broker.
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- A Dealer Member or Approved Person must not use a deceptive or misleading trade name.
There is no history log for this rule.
There is no history log for this rule.