2246. Dealer Member’s notice of changes to IIROC

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    1. A Dealer Member must notify IIROC in writing a minimum of 20 days before:

      1. changing its name,

      2. changing its constitution in a way that affects voting rights, 

      3. taking any steps to dissolve, wind up, surrender its charter, liquidate or dispose of all or substantially all its assets, or

      4. altering its capital structure including, allotting, issuing, repurchasing, redeeming, canceling, subdividing or consolidating of any shares in its capital.

    2. A Dealer Member must notify IIROC in writing before any material change to its business activities.

    There is no history log for this rule.

    There is no history log for this rule.