2225. Amalgamation with a non-Dealer Member

Or jump to a Series:

    1. A Dealer Member may amalgamate with a non-Dealer Member if the continuing Dealer Member provides IIROC with:

      1. information, satisfactory to IIROC, confirming that the continuing Dealer Member will have policies and procedures sufficient to carry on its business and comply with IIROC requirements, and

      2. pro forma financial statements of the continuing Dealer Member showing compliance with IIROC requirements relating to capital requirements.

    There is no history log for this rule.

    There is no history log for this rule.