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A Dealer Member may amalgamate with a non-Dealer Member if the continuing Dealer Member provides IIROC with:
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information, satisfactory to IIROC, confirming that the continuing Dealer Member will have policies and procedures sufficient to carry on its business and comply with IIROC requirements, and
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pro forma financial statements of the continuing Dealer Member showing compliance with IIROC requirements relating to capital requirements.
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There is no history log for this rule.
There is no history log for this rule.