PART A.2 - HOLDING COMPANIES, RELATED COMPANIES AND ORDER EXECUTION ONLY SERVICE PROVIDERS

2205. Holding companies 

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    1. A Dealer Member must ensure that all its holding companies carrying on business in Canada are legally bound to comply with IIROC requirements applicable to holding companies

    2. A Dealer Member’s holding company may be another Dealer Member’s holding company if:

      1. the holding company owns all of the voting securities and participating securities of a Dealer Member, or

      2. the Dealer Member obtains approval from the District Council or its delegate to become the holding company of a second Dealer Member.

    There is no history log for this rule.

    There is no history log for this rule.