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2115. Dealer Member’s securities in client accounts

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Series 2000: Dealer Member Organization and Individual Approval Rules
    Rule
    1. A Dealer Member may accept its own securities or those of its holding company as security for a margin account subject to IIROC requirements including, but not limited to, Schedule 9 of Form 1.
    2. A Dealer Member must not allow a discretionary account to hold the Dealer Member’s securities or those of its holding company.
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