2103. Dealer Members must have IIROC approval to issue subordinated debt

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    1. A Dealer Member or its holding company must obtain IIROC’s approval in writing before issuing a security representing subordinated debt.
    2. A Dealer Member or its holding company must obtain IIROC’s approval in writing before signing an agreement to issue subordinated debt in the future.

    There is no history log for this rule.

    There is no history log for this rule.