Enforcement plays a key role in IIROC's pursuit to protect investors and support healthy capital markets.
For more information, see our Guide to Hearings and our annual Enforcement Report.
By searching for an enforcement proceeding below, you can view the notices and decisions associated with an active proceeding or the IIROC Hearing Panel decisions associated with a concluded proceeding.
In addition, IIROC Hearing Panel reasons issued since June 2008 are available free of charge on CanLii (the Canadian Legal Information Institute).
Enforcement Notice News Releases
| 23-0040Notice type: Hearing
| 23-0030Notice type: Hearing
| 23-0028Notice type: Decision
| 23-0025Notice type: Decision
| 23-0026Notice type: Decision
| 23-0020Notice type: Hearing
| 23-0019Notice type: Hearing
| 23-0017Notice type: Decision
| 23-0013Notice type: Hearing
| 22-0206Notice type: Decision