Enforcement plays a key role in IIROC's pursuit to protect investors and support healthy capital markets.
For more information, see our Guide to Hearings and our annual Enforcement Report.
By searching for an enforcement proceeding below, you can view the notices and decisions associated with an active proceeding or the IIROC Hearing Panel decisions associated with a concluded proceeding.
In addition, IIROC Hearing Panel reasons issued since June 2008 are available free of charge on CanLii (the Canadian Legal Information Institute).
Enforcement Notice News Releases
| 23-0077Notice type: Hearing
| 23-0073Notice type: Hearing
| 23-0074Notice type: Hearing
| 23-0070Notice type: Hearing
| 23-0071Notice type: Hearing
| 23-0069Notice type: Decision
| 23-0067Notice type: Hearing
| 23-0068Notice type: Decision
| 23-0063Notice type: Decision
| 23-0061Notice type: Decision