Reference number:
Date commenced
Date concluded
Status
Concluded
Outcome
Fine $10,000; Costs $1,000
Relevant documents:
Notices about this proceeding:
07/21/21
IIROC To Hold Settlement Hearing For Montréal Investment Advisor Sylvain Trudel Type: Enforcement Notice
Subtype: Hearing
10/06/21
IIROC Sanctions Montréal Investment Advisor Sylvain Trudel Type: Enforcement Notice
Subtype: Decision