11/11/22IIROC to Hold Disciplinary Hearing for Dominic Spooner
12/02/22IIROC to Hold Disciplinary Hearing for Dominic Spooner
08/09/23CIRO Sanctions Dominic Spooner
09/07/23IN THE MATTER OF Dominic Spooner – Review Requested
12/05/23CIRO Hearing Panel Issues a Decision on Costs in the Matter of Dominic Spooner
Welcome to CIRO.ca!
We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.