Reference number:
Date commenced
Date concluded
Status
Concluded
Outcome
Fine $100,000; Costs $60,000; Permanent Ban
Relevant documents:
Notices about this proceeding:
05/27/20
IIROC Begins Disciplinary Action Against Former Vancouver Investment Advisor Mohammad Movassaghi Type: Enforcement Notice
Subtype: Hearing
02/16/21
IIROC Resets Disciplinary Hearing Against Former Vancouver Investment Advisor Mohammad Movassaghi Type: Enforcement Notice
Subtype: Hearing
04/01/21
IIROC to Hold Disciplinary Hearing for Former Vancouver Investment Advisor Mohammad Movassaghi Type: Enforcement Notice
Subtype: General
09/15/21
IIROC to Hold Penalty Hearing for Former Vancouver Investment Advisor Mohammad Movassaghi Type: Enforcement Notice
Subtype: Hearing
09/16/21
IIROC Hearing Panel Finds Former Vancouver Investment Advisor Mohammad Movassaghi Liable Type: Enforcement Notice
Subtype: Decision
03/16/22
IIROC Issues Permanent Ban to Former Vancouver Investment Advisor Mohammad Movassaghi for Client Forgeries and Misrepresentations to IIROC Type: Enforcement Notice
Subtype: Decision