Reference number:
Date commenced
Status
Active
Relevant documents:
Notices about this proceeding:
10/29/21
IIROC Begins Disciplinary Action for New-Brunswick Investment Advisor Paul Maurice Type: Enforcement Notice
Subtype: Hearing
01/07/22
IIROC Will Hold a Disciplinary Hearing in the Matter of New Brunswick Investment Advisor Paul Maurice Type: Enforcement Notice
Subtype: Hearing
08/08/22
IIROC Hearing Panel Finds New Brunswick Investment Advisor Paul Maurice Liable Type: Enforcement Notice
Subtype: Decision