| 22-0153Notice type: Decision
| 22-0151Notice type: Hearing
| 22-0146Notice type: Hearing
| 22-0145Notice type: Hearing
| 22-0144Notice type: Decision
| 22-0143Notice type: Hearing
| 22-0142Notice type: Hearing
| 22-0139Notice type: Hearing
| 22-0137Notice type: Hearing
| 22-0136Notice type: Hearing
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
- Executive Management
- New SRO Rules
- Member Application
- Investor Office and the Investor Advisory Panel
- Information concerning mutual fund dealers registered in Québec
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.