| 22-0177Notice type: Decision
| 22-0173Notice type: Hearing
| 22-0175Notice type: Decision
| 22-0174Notice type: Hearing
| 22-0172Notice type: Hearing
| 22-0167Notice type: Decision
| 22-0165Notice type: Decision
| 22-0162Notice type: Decision
| 22-0158Notice type: Decision
| 22-0156Notice type: Decision
MFDA and IIROC have consolidated
As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).
New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.
We have set up an interim website for updates and information related to the New SRO including:
- Executive Management
- New SRO Rules
- Member Application
- Investor Office and the Investor Advisory Panel
- Information concerning mutual fund dealers registered in Québec
Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.