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Proposed Amendments to the IIROC Rules and to Form 1 regarding the floating index margin rate methodology
Status:
Closed
Data opened:
Date closed:
Republication of proposed amendments to the IIROC Rules relating to the futures segregation and portability customer protection regime
Status:
Closed
Data opened:
Date closed:
Proposed Amendments Respecting the Codification of Certain UMIR Exemptions
Status:
Closed
Data opened:
Date closed:
Re-publication of Proposed Derivatives Rule Modernization, Stage 1
Status:
Closed
Data opened:
Date closed:
Proposed Amendments respecting Reporting, Internal Investigation and Client Complaint Requirements
Status:
Closed
Data opened:
Date closed:
Competency Profiles for Directors, Executives, Ultimate Designated Persons, Chief Compliance Officers, and Chief Financial Officers
Status:
Closed
Data opened:
Date closed:
Proposed Amendments to the IIROC Rules and Form 1 relating to the futures segregation and portability customer protection regime
Status:
Closed
Data opened:
Date closed:
Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination
Status:
Closed
Data opened:
Date closed:
Request for Comments: IIROC Expert Investor Issues Panel
Status:
Closed
Data opened:
Date closed:
Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules
Status:
Closed
Data opened:
Date closed:

Welcome to CIRO.ca!

We have a new look! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.

You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.

You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).

We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.

Visit the Canadian Investment Regulatory Organization website

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