https://www.iiroc.ca/ en https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/poulin-patrick <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-23T08:56:13-04:00" title="Monday, October 23, 2023 - 08:56" class="datetime">Mon, 10/23/2023 - 08:56</time> </span> <span class="field field--name-title field--type-string field--label-above">Poulin, Patrick</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2023-04-25T12:00:00Z" class="datetime">Apr 25th, 2023</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$42,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1776" hreflang="en">QC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Mon, 23 Oct 2023 12:56:13 +0000 [email protected] 22801 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/movassaghi-mohammad <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-23T08:53:51-04:00" title="Monday, October 23, 2023 - 08:53" class="datetime">Mon, 10/23/2023 - 08:53</time> </span> <span class="field field--name-title field--type-string field--label-above">Movassaghi, Mohammad</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2022-03-04T12:00:00Z" class="datetime">Mar 4th, 2022</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$160,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1801" hreflang="en">BC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Mon, 23 Oct 2023 12:53:51 +0000 [email protected] 22796 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/gordon-daniel <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-23T08:49:36-04:00" title="Monday, October 23, 2023 - 08:49" class="datetime">Mon, 10/23/2023 - 08:49</time> </span> <span class="field field--name-title field--type-string field--label-above">Gordon, Daniel</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2022-05-25T12:00:00Z" class="datetime">May 25th, 2022</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$100,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1781" hreflang="en">ON</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">Partial</div> </div> Mon, 23 Oct 2023 12:49:36 +0000 [email protected] 22791 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/sole-robert-edward-0 <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-13T15:54:54-04:00" title="Friday, October 13, 2023 - 15:54" class="datetime">Fri, 10/13/2023 - 15:54</time> </span> <span class="field field--name-title field--type-string field--label-above">Sole, Robert Edward</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2016-07-28T12:00:00Z" class="datetime">Jul 28th, 2016</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">​$11,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1781" hreflang="en">ON</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Fri, 13 Oct 2023 19:54:54 +0000 [email protected] 22766 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/renaud-ferdinand <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-13T15:52:43-04:00" title="Friday, October 13, 2023 - 15:52" class="datetime">Fri, 10/13/2023 - 15:52</time> </span> <span class="field field--name-title field--type-string field--label-above">Renaud, Ferdinand</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2016-05-24T12:00:00Z" class="datetime">May 24th, 2016</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">​$100,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1801" hreflang="en">BC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Fri, 13 Oct 2023 19:52:43 +0000 [email protected] 22761 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/li-yu-qiong-kevin <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-13T15:29:32-04:00" title="Friday, October 13, 2023 - 15:29" class="datetime">Fri, 10/13/2023 - 15:29</time> </span> <span class="field field--name-title field--type-string field--label-above">Li, Yu Qiong (Kevin)</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2016-09-21T12:00:00Z" class="datetime">Sep 21st, 2016</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$265,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1801" hreflang="en">BC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Fri, 13 Oct 2023 19:29:32 +0000 [email protected] 22756 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/dahl-sherman-roger <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-10-13T15:25:34-04:00" title="Friday, October 13, 2023 - 15:25" class="datetime">Fri, 10/13/2023 - 15:25</time> </span> <span class="field field--name-title field--type-string field--label-above">Dahl, Sherman Roger</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2016-11-04T12:00:00Z" class="datetime">Nov 4th, 2016</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$40,000</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1801" hreflang="en">BC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">Partial</div> </div> Fri, 13 Oct 2023 19:25:34 +0000 [email protected] 22751 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/wong-albert-ying-yuen <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-07-17T08:24:03-04:00" title="Monday, July 17, 2023 - 08:24" class="datetime">Mon, 07/17/2023 - 08:24</time> </span> <span class="field field--name-title field--type-string field--label-above">Wong, Albert Ying Yuen</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2023-06-08T12:00:00Z" class="datetime">Jun 8th, 2023</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$11,000.00</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1796" hreflang="en">AB</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">Partial</div> </div> Mon, 17 Jul 2023 12:24:03 +0000 [email protected] 22486 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/rutledge-jeffrey <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-07-17T08:17:07-04:00" title="Monday, July 17, 2023 - 08:17" class="datetime">Mon, 07/17/2023 - 08:17</time> </span> <span class="field field--name-title field--type-string field--label-above">Rutledge, Jeffrey</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2023-02-11T12:00:00Z" class="datetime">Feb 11th, 2023</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$2,478,974.00</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1801" hreflang="en">BC</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Mon, 17 Jul 2023 12:17:07 +0000 [email protected] 22481 at https://www.iiroc.ca https://www.iiroc.ca/rules-and-enforcement/enforcement/unpaid-fines-report/eley-douglas-john <span class="field field--name-uid field--type-entity-reference field--label-hidden"><span>[email protected]</span></span> <span class="field field--name-created field--type-created field--label-hidden"><time datetime="2023-07-17T08:08:47-04:00" title="Monday, July 17, 2023 - 08:08" class="datetime">Mon, 07/17/2023 - 08:08</time> </span> <span class="field field--name-title field--type-string field--label-above">Eley, Douglas John</span> <div class="field field--name-field-date-of-penalty field--type-datetime field--label-above"> <div class="field__label">Date of Penalty Decision:</div> <div class="field__item"><time datetime="2023-04-06T12:00:00Z" class="datetime">Apr 6th, 2023</time> </div> </div> <div class="field field--name-field-amount-of-fine-disgorgemen field--type-string field--label-above"> <div class="field__label">Amount of Fine, Disgorgement (if any) and/or costs:</div> <div class="field__item">$110,000.00</div> </div> <div class="field field--name-field-province field--type-entity-reference field--label-above"> <div class="field__label">Province:</div> <div class="field__item"><a href="https://www.iiroc.ca/taxonomy/term/1781" hreflang="en">ON</a></div> </div> <div class="field field--name-field-amount-paid field--type-list-string field--label-above"> <div class="field__label">Amount Paid:</div> <div class="field__item">None</div> </div> Mon, 17 Jul 2023 12:08:47 +0000 [email protected] 22471 at https://www.iiroc.ca