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Planned service outages:

The IIROC website will be unavailable between 10:00 p.m. and 10:30 p.m. ET on Monday, October 23 due to maintenance.

IIROC's website search tool will be unavailable until Tuesday, October 24 due to maintenance.

We apologize for any inconvenience.

Trade date: Not available
1 month N/A
3 month N/A


Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.


Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

Corporate and Government Debt Trade Information website now available.

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The Ontario and Quebec governments have imposed stricter rules for residents as a measure to flatten the curve for the COVID-19 coronavirus. Learn More

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We’ve been busy. Catch up on some of IIROC’s accomplishments in 2020.

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IIROC encourages investors to join the OSC teletownhall on Thursday, November 23, 2017. Register now.


Know your advisor


IIROC Policy Priorities
January 12, 2021

Weekly Update
January 18, 2021

IIROC 2019-2020 Annual Report
September 21, 2020

2019 Enforcement Report
May 11, 2020