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Submissions and Letters



In IIROC’s mission to protect investors and support healthy capital markets, we work with our fellow regulators, governments and their agencies, including seeking harmonization, fairness and consistency in legislation when our work in the public interest demands it.

 

Financial Planning in Ontario

 


 

October 22, 2020
IIROC Response to the Canadian Securities Administrators Consultation on the Self-Regulatory Organization Framework

 


 

June 9, 2020
IIROC’s Proposal to Consolidate IIROC and Mutual Fund Dealers Association of Canada (MFDA)

 


 

July 7, 2016
IIROC comments on Canadian Council of Insurance Regulators Segregated Funds Working Group Issues Paper

 


 

February 1, 2016
Ontario 2016 pre-budget consultations

 


 

December 7, 2015
Cooperative Capital Markets Regulatory System 

 


 

December 1, 2015
Review of mandates of financial services regulators — Ontario

 

 

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