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Financial Planning in Ontario

IIROC believes that there is a need for regulation of financial planning and that those who hold themselves out as financial planners must meet a common standard of competence, proficiency and ethical practice.


November 12, 2020
IIROC Response to FSRA Title Protection Consultation

Financial Services Regulatory Authority of Ontario (FSRA)



March 31, 2017
IIROC encouraged by Ontario Government’s support of financial planning recommendations



November 1, 2016
Final Report of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives (Ontario Ministry of Finance website)



June 17, 2016
Response to Preliminary Policy Recommendations



June 2, 2016
Remarks by Andrew J. Kriegler, IIROC President and CEO



September 21, 2015
IIROC response to consultation document of committee on financial planning



Back to IIROC Government Submissions



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