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Dealer Notices
Dealer-Notices1
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Release Date
Title
6/21/2021
Client Focused Reforms – Proposed Guidance on Know-your-client and Suitability Determination
6/17/2021
List of entities considered suitable to hold LBMA gold and silver good delivery bars
6/10/2021
Proposed Amendments to Form 1 and corollary amendments to the IIROC Rules
6/8/2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index productsList of floating and tracking error margin rates for qualifying Canadian and U.S. index products
6/3/2021
Custodial Agreements - May 31, 2021
5/25/2021
Use of Identifiers and Notification Requirements Respecting Certain Order Execution Only and Direct Electronic Access Clients and Advisers
5/13/2021
Withdrawal of proposed amendments respecting disclosure of information by ombudsman service to IIROC
5/11/2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
5/6/2021
List of securities eligible for reduced margin (LSERM)
5/4/2021
Custodial Agreements - April 30, 2021
1 - 10
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