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Dealer Notices
Dealer-Notices1
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Release Date
Title
11/4/2019
Custodial Agreements - October 31, 2019
10/17/2019
Amendments Respecting Client Identifiers for Reportable Debt Transactions
10/17/2019
Housekeeping amendments to Form 1 for use in, and consistency, with the Plain Language Dealer Member Rules Rule Book
10/17/2019
Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC
10/10/2019
Limitation of Liability Clauses
10/8/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
10/3/2019
Custodial Agreements - September 30, 2019
9/12/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
9/6/2019
Proposed Guidance Respecting Non-Clients
9/6/2019
Proposed Amendments Respecting Non-Clients
1 - 10
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