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Dealer Notices
Dealer-Notices1
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Release Date
Title
9/12/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
9/6/2019
Proposed Guidance Respecting Non-Clients
9/6/2019
Proposed Amendments Respecting Non-Clients
9/6/2019
Custodial Agreements -August 31, 2019
9/6/2019
Information on the Implementation of Client Identifier Amendments
8/29/2019
Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations
8/29/2019
Proposed amendments to IIROC Dealer Member Rule 1200.3 and Notes to Statement D of Form 1 regarding free credit cash segregated in trust for clients
8/28/2019
Order Execution Only Dealers and the use of automation in the account opening approval process
8/22/2019
IIROC Dealer Member Plain Language Rule Book Implementation
8/22/2019
Investment in a Dealer Member – Changes to Forms and Guidance
1 - 10
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