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Dealer Notices
Dealer-Notices1
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Release Date
Title
7/11/2019
Continuing Education Rules – proposed amendments
7/11/2019
Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions
7/9/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
7/2/2019
Custodial Agreements - June 30, 2019
6/17/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
6/17/2019
Fully-paid Securities Lending
6/6/2019
Amendments to Provisions Respecting Order Execution Only Service Eligibility and Adviser Identifiers
6/4/2019
Custodial Agreements - May 31, 2019
5/24/2019
Request for Participation on the Crypto-Asset Working Group
5/23/2019
Managing Conflicts of Interest arising from Soliciting Dealer Arrangements
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