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Dealer Notices
Dealer-Notices1
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Release Date
Title
4/22/2021
Exemption Procedure for Bulk Account Movements
4/22/2021
Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account Movements
4/9/2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
4/8/2021
Withdrawal of proposed amendments to adopt the Minor Contravention Program
4/6/2021
List of foreign exchange (FX) spot risk margin rates for Canadian and U.S. base currency accounts
4/6/2021
Custodial Agreements - March 31, 2021
3/29/2021
Joint CSA/IIROC Staff Notice 21-329 - Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
3/23/2021
IIROC Compliance Priorities Report: Helping Firms with Compliance
3/18/2021
Implementation of Client Identifier Amendments for Listed Securities
3/9/2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
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