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Dealer Notices
Dealer-Notices1
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Release Date
Title
1/14/2021
Withdrawal of the Proposed Amendments and Proposed Guidance Respecting Non-Clients
1/11/2021
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
1/6/2021
Custodial Agreements - December 31, 2020
12/21/2020
Business locations - Registration and Compliance approach to work from home arrangements
12/10/2020
Revised Implementation Date of the housekeeping amendments to Form 1 to adopt IFRS reporting requirements for leases
12/10/2020
Early adoption of certain IIROC Rules into the Dealer Member Rules
12/10/2020
Request for Participation on the Crypto-Asset Working Group
12/7/2020
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
12/2/2020
Custodial Agreements - November 30, 2020
11/25/2020
Upcoming Implementation of the Client Identifier Amendments for Listed Securities
1 - 10
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