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Dealer Notices
Dealer-Notices1
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Release Date
Title
12/6/2019
List of Securities Eligible for Reduced Margin (LSERM) and Operational Update
12/6/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
12/3/2019
Custodial Agreements - November 30, 2018
11/25/2019
Anti-Money Laundering Compliance Guidance
11/21/2019
Proposed Derivatives Rule Modernization, Stage 1
11/14/2019
Amendments Respecting Mandatory Reporting of Cybersecurity Incidents
11/14/2019
Frequently Asked Questions – Mandatory Cybersecurity Incident Reporting
11/12/2019
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
11/4/2019
Custodial Agreements - October 31, 2019
10/17/2019
Amendments Respecting Client Identifiers for Reportable Debt Transactions
1 - 10
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