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Dealer Notices
Dealer-Notices1
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Release Date
Title
4/3/2020
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
3/27/2020
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
3/26/2020
Revised Implementation Date of the Client Identifier Amendments for Listed Securities
3/26/2020
Further Change to Implementation Date of Amendments to Transaction Reporting for Debt Securities
3/25/2020
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
3/24/2020
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
3/13/2020
List of Foreign Exchange (FX) Spot Risk Margin Rates for Canadian and U.S. Base Currency Accounts
3/12/2020
List of floating and tracking error margin rates for qualifying Canadian and U.S. index products
3/10/2020
Guidance on COVID-19
3/5/2020
Proposed amendments by the Canadian Securities Administrators relating to addressing issues of financial exploitation and diminished mental capacity of vulnerable clients
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